Comprehensive Consultant

Who Are We: Comply is the leading provider of compliance SaaS and consulting services for the global financial services sector. With more than 5,000 clients and hundreds of employees across the globe, Comply empowers Chief Compliance Officers and their teams to proactively manage regulatory obligations, mitigate risk, and scale with efficiency and confidence. Comply serves thousands of global financial services clients including broker-dealers, insurers, investment banks, private funds, RIAs, and wealth managers who rely on Comply offerings to power their compliance programs. To learn more about Comply, visit comply.com About the role Comply is looking for a Compliance Consultant to help financial services clients build, strengthen, and maintain compliance programs through expert advisory work. This includes drafting policies, guiding firms through evolving SEC regulations, and serving as a trusted day-to-day resource across a diverse book of broker-dealers, RIAs, private funds, and wealth managers. In this client-facing individual contributor role, you’ll bring deep investment adviser compliance expertise and the ability to translate complex regulatory requirements into clear, pr…